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searching for Chief compliance officer 78 found (100 total)

alternate case: chief compliance officer

Gama Aviation (1,059 words) [view diff] case mismatch in snippet view article find links to article

who currently hold the positions of Chief Executive Officer and Chief Compliance Officer respectively. Sir Ralph Robins, who formerly served on the board

Whitney Metzler (367 words) [view diff] case mismatch in snippet view article find links to article

marijuana law, among other health care advancements. She is now the Chief Compliance Officer of Insa, a medical and adult use cannabis company. She was inducted

Scott Schools (226 words) [view diff] exact match in snippet view article find links to article

Scott Newton Schools is an American lawyer who currently serves as chief compliance officer of Uber. Before joining Uber, Schools was the highest-ranking career

Mike Powell (radio executive) (204 words) [view diff] case mismatch in snippet view article

promoted to Senior Vice President International Operations and Chief Compliance Officer. County Sound history Infinity demerger from UKRD RCS Mike Powell

Gary Brown (politician) (855 words) [view diff] case mismatch in snippet view article

second most votes. He was appointed to the non-elected position of Chief Compliance Officer in June 2013 under the state-appointed Emergency Manager Kevyn

Shana Madoff (2,250 words) [view diff] exact match in snippet view article find links to article

scheme, and her father, who was her boss at the company and the chief compliance officer, was sentenced to ten years in prison. In 2007, she married Eric

2021 Indian social media regulations (217 words) [view diff] exact match in snippet view article find links to article

companies, which required, among other things, the appointment of a chief compliance officer and the removal of content within 36 hours when requested by authorities

Pre-IPO (656 words) [view diff] case mismatch in snippet view article find links to article

Secondary Trading". Forbes. Retrieved 23 November 2021. Crockett, Richard. "Chief Compliance Officer". LevelX. LevelX.com. Retrieved 5 December 2020.

Brad Hudson (527 words) [view diff] exact match in snippet view article find links to article

from the Midwest College of Theology in 2011. Hudson worked as a chief compliance officer for the Stone County Department of Planning and Zoning. He was

James Freis (3,580 words) [view diff] case mismatch in snippet view article find links to article

International Settlements. From 2014 to 2020, he was the Group Chief Compliance Officer of the Deutsche Börse Group, Europe's largest provider of systemically

ISTA Pharmaceuticals (434 words) [view diff] case mismatch in snippet view article find links to article

(President, Chief Executive Officer) Glenn E. Davis (Vice President, Chief Compliance Officer) Marvin J. Garrett (Vice President, Regulatory Affairs, Quality

Jeffrey A. Taylor (738 words) [view diff] case mismatch in snippet view article find links to article

and in 2016, took on additional responsibility serving as the Chief Compliance Officer. In 2019, Taylor joined Fox Corp as Chief Litigation Counsel and

Bracebridge Capital (552 words) [view diff] exact match in snippet view article find links to article

Barnett (general counsel & chief compliance officer) Geraldine Acuña-Sunshine (senior counsel) Wendy Sheu (Chief Compliance Officer) Total assets $26.6 billion

Bernie Madoff (12,187 words) [view diff] exact match in snippet view article find links to article

employed his brother Peter Madoff as senior managing director and chief compliance officer, Peter's daughter Shana Madoff as the firm's rules and compliance

Sevin Rosen Funds (1,452 words) [view diff] case mismatch in snippet view article find links to article

and Chief Compliance Officer". January 2, 2021. Alan Buehler joined CIC Partners in 2016 as its Chief Financial Officer and Chief Compliance Officer. Prior

Bridging Finance Inc. (1,160 words) [view diff] case mismatch in snippet view article find links to article

Sharpe, former Chief Investment Officer Natasha Sharpe and former Chief Compliance Officer, Andrew Mushore "committed fraud, misappropriated funds, made misleading

PNB MetLife India Insurance Company (556 words) [view diff] exact match in snippet view article find links to article

operating officer Sanjay Kumar Chief investment officer Sarang Cheema Chief compliance officer Shishir Agarwal Chief human resource officer Vineet Maheshwari

Kenneth I. Starr (1,621 words) [view diff] case mismatch in snippet view article find links to article

the indictment as RonStar Bristol), also an attorney and then co-Chief Compliance Officer, as the only family member left at the company. At the time of

California Independent System Operator (662 words) [view diff] case mismatch in snippet view article find links to article

Officer - Roger Collanton is Vice President, General Counsel, Chief Compliance Officer and Corporate Secretary". businesswire.com. March 3, 2014. Retrieved

Bermuda Stock Exchange (245 words) [view diff] case mismatch in snippet view article find links to article

Key people David Brown (Chairman) Greg Wojciechowski (President & CEO) James McKirdy (Chief Compliance Officer) Currency US-Dollar Website www.bsx.com

Klöckner Pentaplast (274 words) [view diff] case mismatch in snippet view article find links to article

(Chief Human Resources Officer) Svetlana Walker (General Counsel & Chief Compliance Officer) Thomas Kure Jakobsen (President Food Packaging) Sofiane Laoussadi

Kathryn L. Wheelbarger (732 words) [view diff] exact match in snippet view article find links to article

Rogers. Wheelbarger served as vice president for litigation and chief compliance officer at CSRA Inc. In this position, she oversaw CSRA's litigation and

Carl Birdsong (163 words) [view diff] case mismatch in snippet view article find links to article

Amarillo, and currently serves as the company's President and Chief Compliance Officer. "Corporate Officers | Maxor National Pharmacy Services Corp".

Anne Gust Brown (388 words) [view diff] exact match in snippet view article find links to article

compliance and corporate administration of Gap Inc. from 1999 to 2000, chief compliance officer from 1998 to May 13, 2005, and chief administrative officer and

Jacy J. Hurst (434 words) [view diff] exact match in snippet view article find links to article

law firm of Stinson LLP. In 2014, she became general counsel and chief compliance officer at Swope Health Services. From 2017 to 2021 she was of counsel

FIFA Council (1,611 words) [view diff] case mismatch in snippet view article find links to article

Secretary General will now report to the council, and will work with a Chief Compliance Officer, who monitors the organisation in their work. All existing members

Ayokunle Ayoko (527 words) [view diff] case mismatch in snippet view article find links to article

he resigned to join CFAO Nigeria Limited as Head of Legal and Chief Compliance Officer the same year. Ayokunle Ayoko was listed in the 40 under 40 list

All Smiles Dental Centers (1,698 words) [view diff] exact match in snippet view article find links to article

Commission, said was "credible evidence of fraud." Michael Lozich, the chief compliance officer, said that state inspectors had taken exception to 63 of the 86

Donald Remy (594 words) [view diff] exact match in snippet view article find links to article

Justice. From 2000 to 2006, Remy was the senior vice president, chief compliance officer, and general counsel for Fannie Mae. He was also a law partner

Phoenix Television (1,588 words) [view diff] case mismatch in snippet view article find links to article

executive officer), Chui Keung (Deputy chief executive officer, Chief Compliance Officer), Liu Shuang (Chief Operating Officer of Phoenix Satellite TV,

Pace Savings & Credit Union (1,274 words) [view diff] exact match in snippet view article find links to article

of Pace Securities Corp, Joseph Anthony Thomson, and the former chief compliance officer, Douglas Gerald McRae. A few months after the Pace Securities Corp

Gary R. Brown (908 words) [view diff] exact match in snippet view article find links to article

associate general counsel, and director for litigation, and then as chief compliance officer and chief counsel of litigation. Brown served as United States

Craig S. Morford (676 words) [view diff] case mismatch in snippet view article find links to article

Former Acting Deputy U.S. Attorney General Craig S. Morford to Chief Compliance Officer Post". http://fl1.findlaw.com/news.findlaw

Nat Simons (1,009 words) [view diff] exact match in snippet view article find links to article

from Stanford. Baxter-Simons serves as the general counsel and chief compliance officer at Meritage Group. "Democratic Donor Built up Vast $8bn Private

Panda Energy International (1,074 words) [view diff] case mismatch in snippet view article find links to article

Robert K. Simmons Managing Director, Chief Financial Officer and Chief Compliance Officer Products Power plants Pipelines Clean fuels Parent Panda Energy

Chief governance officer (532 words) [view diff] case mismatch in snippet view article find links to article

Directors & Boards, Autumn. Capobianco, JH.(2010). 'C-Suite Shoot-Out: Chief Compliance Officer v. Chief Governance Officer.' Archived May 26, 2010, at the Wayback

Stephen C. Robinson (502 words) [view diff] exact match in snippet view article find links to article

special assistant to the director. In 1995, he became counsel & chief compliance officer for Aetna U.S. Healthcare in Middletown, Connecticut. Appointed

Gerald A. Reynolds (350 words) [view diff] exact match in snippet view article find links to article

black community. Since 2012, he has worked as general counsel, chief compliance officer, and corporate secretary at LG&E and KU Energy. Reynolds has written

Sherpa Capital (1,122 words) [view diff] case mismatch in snippet view article find links to article

Bartlett, Managing Director, Chief Operations Officer (COO) and Chief Compliance Officer (CCO). Tina Sharkey, Venture Partner at Sherpa Capital. Products

Eric L. Harry (337 words) [view diff] case mismatch in snippet view article find links to article

Executive Vice President of Acquisitions, General Counsel and Chief Compliance Officer of Sheridan Production Partners, which he co-founded upon leaving

Security Bank (937 words) [view diff] case mismatch in snippet view article find links to article

Retail Banking Segment Head) Anna Christina M. Chinjen (SVP and Chief Compliance Officer) Gina S. Go (SVP and Chief Risk Officer) Anton Khlon (SVP and Chief

State Grid Corporation of China (1,781 words) [view diff] case mismatch in snippet view article find links to article

Portugal Greece Chile Key people Xin Baoan (Chairman) Huang Dean (Chief Compliance Officer) Zhang Zhigang (President) Pan Jingdong (Executive Vice President)

Bridge Growth Partners (445 words) [view diff] case mismatch in snippet view article find links to article

co-founder) Alok Singh (CEO and co-founder) Alison Catchpole (Chief Financial Officer and Chief Compliance Officer) Website www.bridgegrowthpartners.com

Coupang (3,275 words) [view diff] exact match in snippet view article find links to article

"Korean e-commerce unicorn Coupang hires Walmart's former global chief compliance officer". TechCrunch. Retrieved 8 September 2019.[permanent dead link]

Farmers Branch, Texas (2,707 words) [view diff] case mismatch in snippet view article find links to article

on September 22, 2012. "All Smiles: Michael S. J. Lozich, Esq. Chief Compliance Officer All Smiles Dental Centers 4901 LBJ Freeway, Suite 300 Dallas, Texas

Amana Mutual Funds Trust (1,085 words) [view diff] exact match in snippet view article find links to article

deputy portfolio manager, 2008–2012. James D. Winship, JD, MBA, chief compliance officer, 2004-2012 Kathman, David. “Heavenly Returns.” Morningstar Advisor

Carl J. Shapiro (1,537 words) [view diff] case mismatch in snippet view article find links to article

largely owned by Maurice Cohn and his daughter Marcia, President and Chief Compliance Officer, with whom Madoff shared 10–20 percent ownership stakes, and Madoff's

Citigroup (12,213 words) [view diff] exact match in snippet view article find links to article

was the chief economist from 2010 until 2018. Mark Carawan was chief compliance officer from 2012 until 2020. Michael Corbat - was CEO from October 2012

Anne Warner (rower) (895 words) [view diff] case mismatch in snippet view article

ISBN 978-0942257403. "Pegasystems Appoints Anne Warner General Counsel and Chief Compliance Officer". sports.yahoo.com. July 16, 2014. Retrieved May 31, 2022.

MoneyGram (2,736 words) [view diff] case mismatch in snippet view article find links to article

Marketing Officer) Seth Ross (Chief Digital Officer) Craig Bernier (Chief Compliance Officer) Sia Zahedi (Chief Data & Analytics Officer) Joe Vaughn (Chief

Robert Jaffe (stockbroker) (1,030 words) [view diff] exact match in snippet view article

of Cohmad, and his daughter Marcia, who served as president and chief compliance officer, owned 25%. Madoff owned 15%. Mr. Madoff's brother Peter owned

Coinme (1,046 words) [view diff] exact match in snippet view article find links to article

counsel. In February 2022, Brian Reisbeck joined the company as chief compliance officer. In 2023, Coinme was fined $4 million by the SEC for allegedly

2018 United States Senate election in Delaware (3,218 words) [view diff] case mismatch in snippet view article find links to article

businessman and perennial candidate Gene Truono, businessman and former Chief Compliance Officer at PayPal Chuck Boyce, businessman (endorsed Rob Arlett) Ken Simpler

Frances Townsend (1,927 words) [view diff] exact match in snippet view article find links to article

vice president for corporate affairs, corporate secretary, and chief compliance officer to oversee government affairs, public policy, and communications

Audit committee (2,906 words) [view diff] case mismatch in snippet view article find links to article

lawyer in the organisation. Larger corporations may also have a Chief Compliance Officer or Ethics Officer that report incidents or risks related to the

Carolyn Walker-Diallo (804 words) [view diff] case mismatch in snippet view article find links to article

Community Services (BCS). As the organization's General Counsel and Chief Compliance Officer, she served on the Executive Team and handled all legal matters

Permanent Portfolio Family of Funds (1,005 words) [view diff] case mismatch in snippet view article find links to article

leaders include: James H. Andrews as Treasurer, Susan K. Freund as Chief Compliance Officer and Derek D. Hyatt as their Senior Investment Analyst. The company's

Gap Inc. (5,241 words) [view diff] case mismatch in snippet view article find links to article

Republic Julie Gruber, EVP, General Counsel, Corporate Secretary, Chief Compliance Officer, Gap Inc. Board as of July 2022[update]: Robert J. Fisher William

Katie Hobbs (4,206 words) [view diff] exact match in snippet view article find links to article

domestic violence, mental health, and homelessness. Hobbs was the chief compliance officer for Sojourner Center, one of the nation's largest domestic violence

Cohmad Securities (1,302 words) [view diff] exact match in snippet view article find links to article

of Cohmad, and his daughter Marcia, who served as president and chief compliance officer, owned 25%. Madoff owned 15%. Mr. Madoff's brother, Peter owned

Taiwan Academy of Banking and Finance (789 words) [view diff] case mismatch in snippet view article find links to article

(the Chairman of Chang Hwa Commercial Bank) HUI- PING, CHEN (the Chief Compliance Officer of Bank Of Taiwan) Tina Lo (the Chairman of O-Bank) Berlin Hsu

Christopher Moltisanti (4,288 words) [view diff] exact match in snippet view article find links to article

Captain (season 6) Occupation Union safety official stock market chief compliance officer film screenwriter/producer nightclub owner mobster Family Joanne

FC Bayern Munich (13,713 words) [view diff] exact match in snippet view article find links to article

Bayern München e.V. Jan Heinemann Adidas AG general counsel and chief compliance officer Markus Duesmann Audi AG executive board chairman Werner Zedelius

Hooman Tavakolian (903 words) [view diff] case mismatch in snippet view article find links to article

Occupation(s) former wrestler, wrestling coach, sports diplomat and Chief Compliance Officer Years active 1986-present Known for 2017 Nominee for “Diplomatic

Tri-City Medical Center (1,701 words) [view diff] case mismatch in snippet view article find links to article

FACHE – Chief External Affairs Officer Roger L. Cortez, JD - Chief Compliance Officer Susan M. Bond, Esq., LLM, RN - General Counsel "About". Tri-City

Information Technology Rules, 2021 (2,342 words) [view diff] case mismatch in snippet view article find links to article

(1)(a),(b), & (c) of the guidelines require the appointment of a Chief Compliance Officer, a nodal contact person and a Resident Grievance Officer. Various

Bianca Andreescu (7,628 words) [view diff] exact match in snippet view article find links to article

business and returned to Canada. Her mother has since worked as the chief compliance officer at a financial services company. Andreescu began playing tennis

Gore Mutual Insurance Company (1,387 words) [view diff] case mismatch in snippet view article find links to article

Officer James Warburton Chief Information Officer Sonya Stark Chief Compliance Officer Sonia Boyle Chief Human Resources Officer Net income 13,200,000

DynCorp (6,808 words) [view diff] exact match in snippet view article find links to article

incident, DynCorp fired four senior managers and established a chief compliance officer position, which focused on ethics, business conduct, related investigations

Participants in the Madoff investment scandal (15,452 words) [view diff] exact match in snippet view article find links to article

fraud orchestrated by Bernard Ebbers at WorldCom. Peter B. Madoff, chief compliance officer, worked with his brother Bernie for more than 40 years, and ran

Johnny & Associates (11,479 words) [view diff] case mismatch in snippet view article find links to article

to the victims seeking compensation. On 2 October, an external Chief Compliance Officer (CCO) will be appointed to formulate and implement basic policies

Scott Gaille (1,581 words) [view diff] case mismatch in snippet view article find links to article

Director & General Counsel of Sequent Asset Management and as the Chief Compliance Officer, General Counsel, and Corporate Secretary of a NASDAQ-listed energy

Tipalti (1,472 words) [view diff] case mismatch in snippet view article find links to article

leadership team: Des Cahill, Chief Marketing Officer; Perla Stoeckert, Chief Compliance Officer; and Alice Davidson, General Counsel. On October 19, 2023, Tipalti

University of California College of the Law, San Francisco people (1,477 words) [view diff] case mismatch in snippet view article find links to article

Chief Compliance & Ethics Officer for Infor (Former SVP & Group Chief Compliance Officer for News Corp) Nestor Barrero (1984) – Former Vice -Employment

Mass surveillance in the United States (12,886 words) [view diff] case mismatch in snippet view article find links to article

that does not conform to legal requirements.) According to NSA Chief Compliance Officer John DeLong, most violations of the NSA's rules were self-reported

Catawba Two Kings Casino (1,349 words) [view diff] exact match in snippet view article find links to article

which allowed players to place sports bets. In March 2022, the chief compliance officer of the National Indian Gaming Commission (NIGC) alerted the Catawba

History of Target Corporation (7,793 words) [view diff] exact match in snippet view article find links to article

look externally for appointments to both the CIO role and a new chief compliance officer role. On May 5, 2014, Target announced the resignation of its chief

List of UC Berkeley School of Law alumni (14,907 words) [view diff] exact match in snippet view article find links to article

Community Solutions. Helane Morrison, 1984 – general counsel and chief compliance officer, Hall Capital Partners LLC Mitchell Baker, 1987 – executive chair