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searching for U.S. Securities and Exchange Commission 66 found (3284 total)

alternate case: u.S. Securities and Exchange Commission

Corporate spin-off (1,545 words) [view diff] no match in snippet view article find links to article

A corporate spin-off, also known as a spin-out, or starburst or hive-off, is a type of corporate action where a company "splits off" a section as a separate

Syd Herlong (762 words) [view diff] no match in snippet view article find links to article

Albert Sydney Herlong Jr. (February 14, 1909 – December 27, 1995) was an American lawyer and politician from Florida who served ten terms in the United

J. Allen Frear Jr. (590 words) [view diff] no match in snippet view article find links to article

Joseph Allen Frear Jr. (March 7, 1903 – January 15, 1993) was an American businessman and politician. A Democrat, he served as a United States Senator

AM Best (417 words) [view diff] exact match in snippet view article find links to article

Jersey, that focuses on the insurance industry. Both the U.S. Securities and Exchange Commission and the National Association of Insurance Commissioners

Carolyn Carter (361 words) [view diff] exact match in snippet view article find links to article

Universe 2016.[citation needed]. On July 26, 2023, the U.S. Securities and Exchange Commission charged Carolyn Carter with insider trading after she allegedly

Aulana L. Peters (621 words) [view diff] no match in snippet view article find links to article

Aulana Louise Peters (born November 30, 1941, in Shreveport, Louisiana) is a retired partner at the law firm of Gibson, Dunn & Crutcher LLP, where she

Roel Campos (493 words) [view diff] no match in snippet view article find links to article

Roel Clark Campos (born 1949) is an American business lawyer. He served as Securities and Exchange Commissioner between 2002 and 2007. He is now a partner

Harvey Goldschmid (412 words) [view diff] no match in snippet view article find links to article

Harvey Jerome Goldschmid (May 6, 1940 – February 12, 2015) was the Dwight Professor of Law at Columbia Law School. From 2002 to 2005, he served as a member

Paul Carey (politician) (654 words) [view diff] no match in snippet view article

Paul Robert Carey (October 18, 1962 – June 14, 2001) was an American public servant from the State of New York. During his career, he served as a White

Joseph Grundfest (888 words) [view diff] no match in snippet view article find links to article

Joseph Grundfest (born 1951) is an American academic. He is the William A. Franke Professor of Law and Business at Stanford Law School and co-director

AmTrust Financial Services (1,168 words) [view diff] exact match in snippet view article find links to article

inforce, new and renewal basis. On June 17, 2020, the U.S. Securities and Exchange Commission filed a complaint against AmTrust Financial Services, Inc

Roberta Karmel (1,004 words) [view diff] no match in snippet view article find links to article

Roberta Sarah Karmel (née Segal; May 4, 1937 – March 23, 2024) was an American attorney and the Centennial Professor of Law, and Co-Director of the Center

Zoran Corporation (2,707 words) [view diff] no match in snippet view article find links to article

"FORM 10-K". U.S Securities and Exchange Commission. 2003-03-31. p. 21. Retrieved 2014-08-18. "FORM 10-K". U.S Securities and Exchange Commission. 2003-03-31

List of largest oil and gas companies by revenue (43,251 words) [view diff] exact match in snippet view article find links to article

the Securities Exchange Act of 1934. Form 20-F (Report). U.S. Securities and Exchange Commission. p. F-4. Retrieved May 13, 2022. "Argentine Peso to US

King Pharmaceuticals (1,277 words) [view diff] exact match in snippet view article find links to article

10-K for the year ended December 31, 2007 filed with the U.S. Securities and Exchange Commission, the wholly owned subsidiaries of King Pharmaceuticals

Robert I. Millonzi (397 words) [view diff] no match in snippet view article find links to article

Robert I. Millonzi (1910–1986) was an American lawyer and member of the Securities and Exchange Commission under President Harry S. Truman. He was a member

Form 6-K (128 words) [view diff] exact match in snippet view article find links to article

Form 6K is an SEC filing submitted to the U.S. Securities and Exchange Commission used by certain foreign private issuers to provide information that

Form S-3 (123 words) [view diff] exact match in snippet view article find links to article

most simplified securities registration form used by the U.S. Securities and Exchange Commission. It may only be used by companies that have been required

R. Foster Winans (857 words) [view diff] exact match in snippet view article find links to article

firm. Brant was decades later labeled a recidivist by the U.S. Securities and Exchange Commission. Winans' conviction for violating securities law was affirmed

Bevis Longstreth (1,410 words) [view diff] no match in snippet view article find links to article

Bevis Longstreth is a retired lawyer and former Commissioner of the United States Securities and Exchange Commission (SEC). He practiced law as a partner

InNexus Biotechnology (227 words) [view diff] exact match in snippet view article find links to article

On 2009-12-30, the company filed a Form 15-F with the U.S. Securities and Exchange Commission (SEC) to voluntarily deregister its common stock under

K-tel (2,537 words) [view diff] exact match in snippet view article find links to article

Business". "51st Annual Report of the U.S. Securities and Exchange Commission" (PDF). U.S. Securities and Exchange Commission. p. 141. "K Tel International:

United Therapeutics (2,680 words) [view diff] exact match in snippet view article find links to article

Shareholders". U.S. Securities and Exchange Commission. Retrieved March 12, 2023. "Letter to Shareholders". U.S. Securities and Exchange Commission. Retrieved

Mantria Corporation Ponzi scheme (1,337 words) [view diff] exact match in snippet view article find links to article

more than smoke and mirrors.” On November 16, 2009, the U.S. Securities and Exchange Commission charged four people who targeted those nearing retirement

The Enigma (diamond) (400 words) [view diff] exact match in snippet view article

Heart revealed that he was the buyer. In July 2023 the U.S. Securities and Exchange Commission charged Heart with fraud and illegally raising more than

Winston Tellis (174 words) [view diff] exact match in snippet view article find links to article

of only five non-profit organizations approved by the U.S. Securities and Exchange Commission to solicit U.S. investments for foreign organizations.

Walter P. Schuetze (235 words) [view diff] exact match in snippet view article find links to article

1932 - October 27, 2017) was Chief Accountant of the U.S. Securities and Exchange Commission during 1992-1995, and the Chief Accountant of the Commission's

Paul Berliner (trader) (424 words) [view diff] exact match in snippet view article

Berliner was simultaneously charged by/settled with the U.S. Securities and Exchange Commission for allegedly spreading a rumor designed to lower the stock

Uniform Securities Act (547 words) [view diff] exact match in snippet view article find links to article

supplementing enforcement and regulation efforts of the U.S. Securities and Exchange Commission (SEC). Not all investments are covered federally and not

Jay H. Shidler (1,336 words) [view diff] exact match in snippet view article find links to article

U.S. Securities and Exchange Commission. Retrieved December 16, 2015. "TriNet Corporate Realty Trust – SEC Filings". U.S. Securities and Exchange Commission

Dean Alford (1,276 words) [view diff] exact match in snippet view article find links to article

one by creditors, while in July 2020, he agreed with the U.S. Securities and Exchange Commission to the entry of a consent judgment that he violated federal

Stephen Swad (215 words) [view diff] exact match in snippet view article find links to article

office. He also was the deputy chief accountant at the U.S. Securities and Exchange Commission. Before that, he was a senior manager at KPMG, in Detroit

Colliers (company) (1,285 words) [view diff] exact match in snippet view article

Form". U.S. Securities and Exchange Commission. 15 February 2024. "2023 Consolidated Financial Statements". U.S. Securities and Exchange Commission. 15 February

Brinker International (529 words) [view diff] exact match in snippet view article find links to article

Brinker International, Inc. (June 29, 2011). "FY 2011 10-K". U.S. Securities and Exchange Commission. Retrieved April 17, 2012. Brinker International, Inc.

Julian Pierce (2,096 words) [view diff] exact match in snippet view article find links to article

obtaining his law degree. Following two years of work for the U.S. Securities and Exchange Commission, he moved to Robeson County, North Carolina to direct a

Positron Corporation (663 words) [view diff] exact match in snippet view article find links to article

2014. "Company". Retrieved 16 June 2014. "Form 10-K". U.S. Securities and Exchange Commission. 2012. Retrieved 16 June 2014. "The History PET Ronald

Perpetual Entertainment (559 words) [view diff] exact match in snippet view article find links to article

indefinitely suspended U.S. Securities and Exchange Commission (November 21, 2007). "Form 6-K". U.S. Securities and Exchange Commission. Retrieved 2007-11-26

Syracuse State School (705 words) [view diff] exact match in snippet view article find links to article

the investors, Moussa Yeroushalmi, had been sued by the U.S. Securities and Exchange Commission in 2004 over allegations that he defrauded investors. The

Paul Habibi (579 words) [view diff] exact match in snippet view article find links to article

and federal agencies such as the U.S. Attorney's Office, U.S. Securities and Exchange Commission and Federal Bureau of Investigation. Habibi previously

O'Reilly Auto Parts (1,311 words) [view diff] exact match in snippet view article find links to article

Advance Auto Parts Notes "2023 Annual Report (Form 10-K)". U.S. Securities and Exchange Commission. February 28, 2024. "Corporate Information News Room".

Chili's (1,560 words) [view diff] exact match in snippet view article find links to article

Brinker International, Inc. (June 29, 2011). "FY 2011 10-K". U.S. Securities and Exchange Commission. Archived from the original on December 18, 2021. Retrieved

Primary market (462 words) [view diff] exact match in snippet view article find links to article

Secondary market Third market Fourth market "Primary Market". U.S. Securities and Exchange Commission. "Section 7.03.120 - Definitions; Primary Market" "Primary

Eldorado Electrodata (1,983 words) [view diff] exact match in snippet view article find links to article

38; Henderson 1994, p. 10. U.S. Securities and Exchange Commission 1970, p. 3. U.S. Securities and Exchange Commission 1966, p. 42. Staff writer 1967

Chuy's (450 words) [view diff] exact match in snippet view article find links to article

U.S. Securities and Exchange Commission. September 24, 2023. Retrieved January 1, 2024. "Form 10-K" (PDF). U.S. Securities and Exchange Commission. December

Sedona Sky Academy (373 words) [view diff] exact match in snippet view article find links to article

"SUBSIDIARIES OF CRC HEALTH CORPORATION". U.S. Securities and Exchange Commission. U.S. Securities and Exchange Commission. Retrieved 4 August 2014. "Division

Jeffrey A. Citron (756 words) [view diff] exact match in snippet view article find links to article

Rules: Defendants Agree to Pay Total of $70 Million". U.S. Securities and Exchange Commission. January 14, 2003. Retrieved December 23, 2021. "Heartland

Sedona Sky Academy (373 words) [view diff] exact match in snippet view article find links to article

"SUBSIDIARIES OF CRC HEALTH CORPORATION". U.S. Securities and Exchange Commission. U.S. Securities and Exchange Commission. Retrieved 4 August 2014. "Division

Wells (402 words) [view diff] exact match in snippet view article find links to article

blowlamp Wells notice, a notification of enforcement by the U.S. Securities and Exchange Commission Wells Regional Transportation Center is a train and bus

Andarine (958 words) [view diff] exact match in snippet view article find links to article

provide additional information. "Form S-1: GTx, Inc". U.S. Securities and Exchange Commission. 22 December 2003. Clinical Trials. We have completed three

David H. Murdock (1,278 words) [view diff] exact match in snippet view article find links to article

Retrieved November 10, 2013. "U.S. Securities and Exchange Commission Report". U.S. Securities and Exchange Commission. Retrieved November 11, 2013. "David

Nuvei (809 words) [view diff] exact match in snippet view article find links to article

40-F)". U.S. Securities and Exchange Commission. March 5, 2024. "Nuvei Corp. 2023 Annual Report (Form 40-F) Exhibit 99.1". U.S. Securities and Exchange Commission

Dictionary.com (1,008 words) [view diff] exact match in snippet view article find links to article

Restated Operating Agreement of Dictionary.com, LLC". U.S. Securities and Exchange Commission. July 17, 2008. Archived from the original on October 6

Linda Thompson (disambiguation) (135 words) [view diff] exact match in snippet view article

executive vice-president of the AFL-CIO Linda Chatman Thomsen, U.S. Securities and Exchange Commission official This disambiguation page lists articles about

Privacy Impact Assessment (1,261 words) [view diff] exact match in snippet view article find links to article

state of the art in privacy impact assessment" (PDF). "U.S. Securities and Exchange Commission" (PDF). EU Commission (12 January 2011). "Privacy and Data

MyRichUncle (3,531 words) [view diff] exact match in snippet view article find links to article

Machine U.S. Securities and Exchange Commission [dead link] Business Week[dead link] [dead link] U.S. Securities and Exchange Commission [dead link] U.S. Securities

Daniel Ustian (441 words) [view diff] exact match in snippet view article find links to article

the Northern District of Illinois)". U.S. Securities and Exchange Commission. U.S. Securities and Exchange Commission. March 31, 2016. Retrieved 23 July

MyRichUncle (3,531 words) [view diff] exact match in snippet view article find links to article

Machine U.S. Securities and Exchange Commission [dead link] Business Week[dead link] [dead link] U.S. Securities and Exchange Commission [dead link] U.S. Securities

Daniel Ustian (441 words) [view diff] exact match in snippet view article find links to article

the Northern District of Illinois)". U.S. Securities and Exchange Commission. U.S. Securities and Exchange Commission. March 31, 2016. Retrieved 23 July

List of Northeastern University presidents (217 words) [view diff] exact match in snippet view article find links to article

Chairman:Northeastern University Commencement Address". U.S. Securities and Exchange Commission. Retrieved 13 December 2018. Frederik Ohles; Shirley G

Gettysburg and Northern Railroad (380 words) [view diff] exact match in snippet view article find links to article

Milwaukee, WI: Kalmbach. p. 134. ISBN 0-89024-290-9. U.S. Securities and Exchange Commission (1996). "Report Form 10-K: RailAmerica, Inc". "Pioneer

Bahama Breeze (110 words) [view diff] exact match in snippet view article find links to article

Darden Restaurants, Inc. (May 29, 2011). "FY 2011 10-K". U.S. Securities and Exchange Commission. Retrieved April 11, 2012. "About Bahama Breeze". Bahama

Klaviyo (632 words) [view diff] exact match in snippet view article find links to article

10-K)". U.S. Securities and Exchange Commission. February 29, 2024. "Klaviyo, Inc. Registration Statement (Form S-1)". U.S. Securities and Exchange Commission

Demos (428 words) [view diff] exact match in snippet view article find links to article

origin from Los Angeles George Demos (born 1976), former U.S. Securities and Exchange Commission prosecutor, and former congressional candidate Demos, the

Moller M200G Volantor (1,318 words) [view diff] exact match in snippet view article find links to article

the U.S. Securities and Exchange Commission website Complaint: Moller International, Inc., and Paul S. Moller from the U.S. Securities and Exchange Commission

Ariel Investments (312 words) [view diff] exact match in snippet view article find links to article

2021. "Ariel Investments & Financial Literacy" (PDF). U.S. Securities and Exchange Commission. File Number 4-626. "Sponsors". The Renaissance Collaborative

Red Lobster (1,713 words) [view diff] exact match in snippet view article find links to article

Darden Restaurants, Inc. (May 29, 2011). "FY 2011 10-K". U.S. Securities and Exchange Commission. Retrieved April 11, 2012. "Red Lobster Seafood Restaurants